Creating a neighborhood change zoning plan for Spruce Hill

A YIMBY planning approach to neighborhood development that considers both housing affordability and preservation

Motivation

  • Philadelphia struggles to provide affordable housing in neighborhoods of opportunity.
  •  From  2008 to 2016, the City lost 13,000 lower-cost units - 7,000 between 2014 and 2016 alone.
  •  ~34% of  project-based Section 8 units and 20% of all subsidized units will near the end of their affordability restrictions by 2020.
  •  9 months  after Philadelphia passed the City's Inclusionary Zoning bonus, only 12 developments were poised to use the incentive.

'Up-zoning' to increase the supply of housing in gentrifying neighborhoods is a critical affordable housing mechanism.

There are two supply-side policy responses to gentrification:

    As demand for land increases -> restrict development -> Price/rents increase

    As demand for land increases -> allow development -> Price/rents stabilize

Source: Curbed Philly

While some cities are working to limit low-density development, Philadelphia is actively down-zoning communities.

  •  Minneapolis : Approved multi-family zoning on all single family zoning lots.
  •  Seattle : Upzoned 27 neighborhood hubs surrounding transit areas.
  •  California : Continues to push for state legislation to upzone around transit.
    ( PDF ) Philadelphia is currently considering a bill holding that "no (zoning) variance shall be granted to permit the multi-family use of a property located in certain defined Single Family Preservation Districts, under certain terms and conditions. "

     Down-zoning  has passed or is currently being studied across several neighborhoods.

Demolition of the Christ Memorial Church to make room for a new 400+ unit development. Source: The Daily Pennsylvanian

While up-zoning may help foster affordability, it may also endanger valuable historical and cultural assets.

Too often Growth Coalition politics eclipse the need to preserve the community resources that generate social capital. In addition, profit generated by demolition and new construction often outweigh the need to preserve significant architecture.

Source: Long & Foster

Our objective is to create the proof-of-concept for a Neighborhood Change Zoning Overlay plan for the Spruce Hill neighborhood that balances historical and cultural preservation with the need for increased housing affordability.

Targeting new supply with an eye toward historical & cultural preservation, should foster equity while preserving valuable built environment assets.

The zoning plan has 3 components:

  1. A community survey is used as an input to a Preservation Index, giving a preservation suitability score to each property.
  2. The survey asks residents to rank their Community Preference for where new development should locate relative to amenities like parks and transit.
  3. A Development Suitability Index shows which properties are economically feasible to be developed at increased densities, by-right.
  4. The overlay of these three indices can help neighborhood residents create a neighborhood zoning plan that balances growth and equity.

Spruce Hill Current Conditions

The Spruce Hill neighborhood is just west of the University of Pennsylvania campus.

The population of Spruce Hill at ~22,000 has barely increased between 2000 and 2020, but rents and home prices have increased (inflation-adjusted) by 25% and 174%, respectively. In the last decade, 76 properties have been demolished while just 85 have filed for a new construction permit. These figures suggest that housing supply has not kept up with housing demand in Spruce Hill.

Parcels in the Spruce Hill Registered Community Organization (RCO) which runs from 38th street to 46th street, and from Market St. to Woodland Ave.

New Construction permits by Neighborhood (2009-2019) - Spruce Hill in red

Demolitions by Neighborhood (2009-2019) - Spruce Hill in Red

Most properties in Spruce Hill are zoned as Single Family Housing, but multi-family makes up a significant portion of the existing housing stock.

1. Preservation Suitability

  • A community engagement process surveyed residents on their preference for the preservation of certain buildings in the neighborhood.
  • The survey 'experience' is then used (by way of a statistical model) to forecast Preservation Suitability for every parcel in Spruce Hill.

Examples of Survey screens that ask community members to indicate their preference for preservation of each building.

  • 60 separate properties were presented in two surveys, from a representative sample (tenure, zoning, age, etc.) of buildings in the neighborhood.
  • For each, respondents reported their preference for preservation as either "Strong Preference", "Some Preference", or "No Preference".
  • 20 residents at the Spruce Hill Community Association took the survey, resulting in 600 observations of preservation preference.
  • Surprisingly, there was some preference for 'No Preservation'.

Survey responses show a much stronger preference for the preservation of older buildings. Respondents almost uniformly are indifferent to preserving architecture built after 1950.

Survey respondents were much more keen on preserving single-family homes.

From survey to machine learning predictions.

  • Survey responses for 'Strong Preference' and 'No Preference' for preservation were integrated with parcel-level tax and building data.
  • A very descriptive predictive model was trained on these responses to estimate a score for each property in Spruce Hill interpreted as the probability community members would have a strong preference for preservation. Below is the predicted index.

Predicted Preservation Indices - Click for parcel information

Examples of the Preservation Suitability Index

331 S 46th St, Preservation Index: 0.97

1243 S 47TH ST, Preservation Index: 0.09

2. Community Preferences

The survey also allowed respondents to indicate their preference for where new development should occur relative to amenities.

Example of Survey Sliders

Below, the four preference criteria are mapped

Higher density base zoning districts

Commercially zoned base districts

Proximity to transit (Septa)

Proximity to Parks

In the map below, the weighted sum of the four criteria is calculated, giving Community Preference hotspots. The weights come from the survey slider bars.

Community Preference Index - Click for parcel information

4516 Baltimore Avenue, Community Preference Index: 1.00 - This parcel is favorably located along a major commercial corridor and transit hub.

204-6 S 42nd St, Community Preference Index: 0.01 - This parcel is farther away from the aforementioned preference criteria and thus, receives a low score.

3. Development Suitability Index

For each property, the Development Suitability Index reflects how much additional space the current zoning allows if the property were to be developed to a higher density. The index is the percentage increase from the current Total Built Area to the Maximum Buildable Area, given the zoning.

A property with a high Development Suitability Score is suitable for redevelopment by-right (ie. without a zoning variance). The ratio was capped at 1 to indicate that a developer could at least double the built square footage with redevelopment.

Development Suitability Index - Click for parcel information

3924 PINE ST, Development Suitability Index: 0.00 - Meaning no room to grow without a variance

118 S 45TH ST, Development Suitability Index: 1.00 - Meaning current property can be demolished and replaced at a higher density without a variance ("by-right")

4. Overlay the 3 indices

  1. First, we reveal those properties (in purple) where the Community Preference for development is greater than the Preservation Index. In the map below, the purple parcels are those which community members may be more willing to approve development.

Development vs. Preservation

Step 2: Of those the community deems as acceptable for development, properties in purple are economically feasible to develop (without a variance) given the Development Suitability Index. Assuming these parcels reflect the wish of the community (this is a proof-of-concept), the map below could be used to more efficiently communicate development suitability to developers.

Economic Feasibility

Examples of properties across each metric

1247 S 47TH ST Total Built Area: 1,320 Maximum Buildable Area: 38,475 Potential Percentage Increase: 2,815% Development Suitability Index: 1.00 Weighted Community Preferences: 0.99 Preservation Index: 0.22

4220 Chestnut Street, 2016 (Left), 2018 (Right) Total Built Area: 1,960 Maximum Buildable Area: 23,270 Potential Percentage Increase: 1,084% Development Suitability Index: 1.00 Weighted Community Preferences: 0.82 Preservation Index: 0.81

232 Farragut St Total Built Area: 1,500 Maximum Buildable Area: NA Potential Percentage Increase: 0% Development Suitability Index: 0 Weighted Community Preferences: 0.13 Preservation Index: 0.73

225 S 47th St Total Built Area: 2,660 Maximum Buildable Area: 4,546 Potential Percentage Increase: 71% Development Suitability Index: 0.71 Weighted Community Preferences: 0.64 Preservation Index: 0.69

5. How can stakeholders use this plan?

Source: Apartments.com

We have now identified a set of properties that are:

  1. Amenable for development as defined by the community.
  2. Economically feasible to develop by-right.

We have also developed a reproducible approach to neighborhood planning using available city open data. With additional refinement, a toolkit can be developed to help other communities replicate our approach.

With some future refinements, we believe this is a useful blueprint to a Neighborhood Zoning Overlay.

Future work includes:

  1. Building a more diverse coalition of community members to state their preference for both development and preservation.
  2. Develop a new index that shows suitability for development with a variance.
  3. Work with the local Councilperson to further the community engagement process for actually selecting properties to be up-zoned and to be preserved.

Thanks to the members of the Spruce Hill Community Association for being a part of this research!

Authors:

  • Will Smith - Dual City Planning/MBA student - University of Pennsylvania
  • Fay Walker - Dual City Planning/MUSA student - University of Pennsylvania
  • Instructor: Ken Steif, Ph.D - Director, MUSA Program - University of Pennsylvania

Weitzman School - University of Pennsylvania

Demolition of the Christ Memorial Church to make room for a new 400+ unit development. Source: The Daily Pennsylvanian

Source: Long & Foster

The Spruce Hill neighborhood is just west of the University of Pennsylvania campus.

Most properties in Spruce Hill are zoned as Single Family Housing, but multi-family makes up a significant portion of the existing housing stock.

Examples of Survey screens that ask community members to indicate their preference for preservation of each building.

Survey responses show a much stronger preference for the preservation of older buildings. Respondents almost uniformly are indifferent to preserving architecture built after 1950.

Survey respondents were much more keen on preserving single-family homes.

331 S 46th St, Preservation Index: 0.97

1243 S 47TH ST, Preservation Index: 0.09

Example of Survey Sliders

4516 Baltimore Avenue, Community Preference Index: 1.00 - This parcel is favorably located along a major commercial corridor and transit hub.

204-6 S 42nd St, Community Preference Index: 0.01 - This parcel is farther away from the aforementioned preference criteria and thus, receives a low score.

3924 PINE ST, Development Suitability Index: 0.00 - Meaning no room to grow without a variance

118 S 45TH ST, Development Suitability Index: 1.00 - Meaning current property can be demolished and replaced at a higher density without a variance ("by-right")

1247 S 47TH ST Total Built Area: 1,320 Maximum Buildable Area: 38,475 Potential Percentage Increase: 2,815% Development Suitability Index: 1.00 Weighted Community Preferences: 0.99 Preservation Index: 0.22

4220 Chestnut Street, 2016 (Left), 2018 (Right) Total Built Area: 1,960 Maximum Buildable Area: 23,270 Potential Percentage Increase: 1,084% Development Suitability Index: 1.00 Weighted Community Preferences: 0.82 Preservation Index: 0.81

232 Farragut St Total Built Area: 1,500 Maximum Buildable Area: NA Potential Percentage Increase: 0% Development Suitability Index: 0 Weighted Community Preferences: 0.13 Preservation Index: 0.73

225 S 47th St Total Built Area: 2,660 Maximum Buildable Area: 4,546 Potential Percentage Increase: 71% Development Suitability Index: 0.71 Weighted Community Preferences: 0.64 Preservation Index: 0.69

Source: Apartments.com

Weitzman School - University of Pennsylvania

Source: Curbed Philly